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Anti-N-methyl-D-aspartate receptor encephalitis in China

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Neurosciences 2014;1:17-23.
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N-methyl-D-aspartate receptors (NMDARs) are mainly distributed in the central nervous system, and play important roles in the mechanisms of learning and memory. A newly discovered disease caused by autoantibody to NMDAR has been described, and is called anti-NMDAR encephalitis. Patients with this disease often suffer from mental disorders, seizures and other encephalitis-like symptoms. Accumulated data suggests that the severity of the disease makes early diagnosis very important. Accurately detecting the autoantibody to NMDAR is considered to be the gist of diagnosis. Good prognosis is predicted in most patients, when treated properly. Immunotherapy is preferred in most cases. In China, this disease has been reported only for a few years, but sporadic case reports are also helpful for profiling.


Encephalitis, N-methyl-D-aspartate, therapy



N-methyl-D-aspartate ( NMDA) is an artificially synthesized amino acid with a similar structure to glutamate, and can activate a certain type of glutamate-receptor located in postsynaptic membrane. High-dose NMDA could cause neuronal death by inducing excitotoxicity, and was used in behavioral neuroscience studies. Subsequently, low-dose NMDA was used to investigate the roles of glutamate and glutamate-receptor pathway in the central nervous system (CNS).[1]

Glutamate‑receptor and NMDA receptor

Glutamate-receptors in the CNS can be classified into two classes. One class is metabotropic glutamate-receptors coupled with a type of G-protein, whose activation mediates signal transduction cascade based on second message to produce a slow physiological reaction. Another class is ionotropic glutamate-receptors (iGluRs) that constitute ligand-gated ion channel complex and mediate transduction of rapid physiological signals. Based on agonist preference, iGluRs can be categorized into three different groups. Receptors that can be activated by the synthetic agonist NMDA are called NMDA receptors (NMDARs) or NMDA-GluRs to understand their nature better. The other two groups are α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid (AMPA) receptors and kainate receptors.[2]

Structure and physiological features of NMDA receptor

NMDA receptor is a tetramer, which is composed of three subunits: NR1, NR2, and NR3. In mammalian neural tissues, the functional NMDARs contain at least NR1 and NR2 subunits, in which NR1 functions as the ion channel, NR2 possesses regulatory function for the receptor, and NR3 could act as the regulatory subunit.[3] NMDARs are highly permeable for Ca2+, which acts as the second message to regulate some cellular signal transduction pathways. NMDARs are also important for neurons to maintain normal function and morphology. The normal physiological level of Mg2+ blocks NMDAR, so its biological activity relies on a certain degree of excitatory postsynaptic potentials, which can remove the Mg2+ block. Glycine and its analog D-serine can amplify the response of NMDARs to activate them together with glutamate.[4]

Location of NMDA receptor

NMDA receptors are mainly distributed in the CNS, and contribute to excitatory synaptic transmission. However, NMDARs are also expressed in the peripheral nervous system (PNS), for example, in the peripheral terminals of primary afferent nerves innervating the colon.[5] NMDARs in PNS contribute to nociceptive stimulus, pain in facial muscles, and edema. Regions of the brain that prominently express NMDARs include hippocampus, dentate gyri, forebrain cortex, anterior cingulate cortex, and piriform cortex. Other areas such as corpus striatum, thalamus, and granule cells in the cerebellum also express high levels of NMDARs. Early studies had shown that NMDARs were mainly located in the postsynaptic membrane, especially in the postsynaptic density (PSD), for example, in the dendritic spine in excitatory neurons.[6] However, recent research has indicated a more diverse distribution of NMDARs not only in PSD, but also in extra-PSD, presynaptic, and extra-synaptic regions.[7] Typical examples of extra-synaptic NMDARs are in cerebellum astrocytes and retina ganglion. Factors that influence the activation of extra-synaptic NMDARs include the location and activity of neurons, the transporter in astrocytes, and glutamate spillover in synapses.[8]

Functions of NMDA receptor

NMDA receptors are involved in the development of the nervous system, including the survival of neurons, maturation of dendrites and axons, synaptic plasticity, and formation of neural circuits. In addition, long-term potentiation effect mediated by NMDARs is one of the basic mechanisms in learning and memory.[9] It has been proven that over-activation of NMDARs is a potential mechanism for the occurrence of seizures, dementia and stroke, while the under-activation of NMDARs is involved in schizophrenia-like symptoms.[10,11] In addition, NMDARs are known to mediate central sensitization in the pathogenesis of chronic pain after nociceptive stimulus.[12] Therefore, NMDARs play a very important role in CNS.

Factors regulating NMDA receptor activity

The activity of NMDARs is regulated by several factors. Glycine can amplify the response of NMDARs to glutamine through allosteric effect after binding to NR1 subunit. Polyamines can also potentiate the response of NMDARs to glutamine, while zinc ion can block this effect. Several agonists and antagonists have been developed for laboratory research or used as tools in the discovery of new drugs targeting NMDARs such as, D-serine, L-alanine as agonists, and amantadine, ketamine, methoxetamine as antagonists.

Discovery of anti-NMDA receptor encephalitis

Several cases of neural deficiency accompanied with teratoma were seen from 1997 to 2004.[13] In 2005, Vitaliani et al.[14] analyzed four patients diagnosed with paraneoplastic encephalitis and five patients who were reported having similar symptoms. They found that all the patients were females, and had teratoma. Most of the patients experienced changes in their personalities, loss of short-term memory, seizures, central hypoventilation, and illusions. Abnormal immune systems were found in all patients.[14] Two years later, Dalmau et al.[15] found that serum and cerebrospinal fluid (CSF) samples from these patients showed positive immunochemistry reaction with the rat hippocampus. Finally, they found an antibody that could bind to NMDAR expressed in cultured neurons or human embryonic kidney 293 (HEK 293) cell membranes in an unregulated manner. The term “anti-NMDAR encephalitis” was coined in that year. In 2008, the antibody was shown to bind to the NR1 subunit of NMDAR, resulting in the loss of its ion channel function.[16]

The first case of limbic encephalitis with teratoma was reported in 2009. Since the antibody could not be detected in serum or CSF, it could not be ascertained whether this case was an anti-NMDAR encephalitis.[17]

Probable mechanism of anti-NMDA receptor encephalitis synaptic plasticity

The autoantibody in the patient’s CSF could reduce the NMDAR clusters in the synapse by binding, cross-linking and internalization. The reduction was reversible, and dependent on the titer of the autoantibody. Integrality of the neurons, synapses, receptors or proteins in the synapse was not harmed by the antibody. The density of the NMDAR clusters could recover four days after deletion of the autoantibody.[18]

Progress after discovery of anti-NMDA receptor encephalitis

After the discovery of anti-NMDAR encephalitis, the diagnosis of some clinical signs and syndromes such as catatonia, subacute confusion of memory, seizures, abnormal movements and limbic encephalitis had to be changed. Other forms of encephalitis mediated by autoantibodies against synaptic receptors were found later, such as anti-AMPA receptor, anti-gamma-aminobutyric acid-B receptor and leucine-rich, glioma-inactivated1.[19-21]

Here, we reviewed all the cases reported with details and made a profile about anti-NMDAR encephalitis in China.

Manifestation, diagnosis, treatment, and prognosis of anti-NMDA receptor encephalitis

Epidemiological features

The precise data on the incidence of anti-NMDAR encephalitis is still unknown. However, it is believed to be the most common paraneoplastic syndrome. A retrospective analysis found that anti-NMDAR encephalitis accounts for 1% of all encephalitis cases of unknown origin.[22] A prospective study found that anti-NMDAR encephalitis accounts for 4% of the reasons leading to encephalitis in Britain, and is the second most common immune-related encephalitis after acute disseminated encephalomyelitis, and the most common antibody-related encephalitis.[23] Moreover, the incidence of anti-NMDAR encephalitis is increasing.[23]

In 2008, Dalmau et al.[16] analyzed 100 consecutive patients and found that 91 of them were females with a mean age of 23 years. About 59% (58/98) of patients were paraneoplastic, and teratoma was the most common cancer (54/58, 93%). The data were updated 2 years later after the sample size had reached 400. Eighty percent of the patients were females, and the younger the patients were the lower was the percentage of paraneoplastic syndrome. About 60% of the patients above 18 years had cancer.[18]

Incidence of anti-NMDAR encephalitis in China is unknown, too. From all the 32 cases reported with details and 3 patients of ours, we found 80% (28/35) of them are females, and the mean age is 19.8 ± 9.7 years. About 40% (14/35) are reported with teratoma [Table 1]. Maybe, the gender ratio and age pattern of this disease in China described by Ren et al.[37] are more precise because of their bigger pool of patients.

Table 1

Demographics, treatment and prognosis of the patients in China

PatientAge TeratomaSexAgeTeratomaSurgeryGlucocorticoidsIVIgSerum exchangeRituximabAntivirusPrognosisAuthor
1Female13NoN/AYesYes---Completely normalHu et al.[24]
2Female13NoN/AYesYes--YesCompletely normal
3Female25YesYesYesYes--YesCompletely normal
4Female19YesYes----Self-maintenanceChen et al.[25]
5Female35YesYes-Yes---Near self-maintenanceChen et al.[26]
6Female25NoN/AYesNo-YesObviously improvedSong and Liu[27]
7Female22YesYesNoYes--NoObviously improved
8Male18NoN/AYesNo--YesObviously improved
9Male15NoN/AYesNo--YesObviously improved
11Female18NoN/AYesNo--YesObviously improved
13Female16NoN/ANoYes--YesSelf-maintenanceXu et al.[28]
14Male12NoN/AYesYes-Yes-Favorable and no recurrenceLu et al.[29]
15Male23NoN/AYesYes---Recurrence, but improved after IVIg again
16Female22NoN/AYesYes---Continuous stupor-like state
17Female22YesYes-Yes---Favorable and no recurrence
18Female26YesYes-Yes---Favorable and no recurrence
19Female28YesYes-Yes---Favorable and no recurrence
20Female17NoN/ANoYes---Favorable and no recurrenceWei et al.[30]
21Female24YesNoYesYes---Favorable and no recurrenceWu et al.[31]
22Female30YesYesYesYes---Favorable and no recurrencePeng et al.[32]
23Female6NoN/A-Yes-Yes-Favorable and no recurrenceWang et al.[33]
24Male9NoN/A-YesYes--Favorable and no recurrence
25Male15NoN/A-Yes---Favorable and no recurrence
26Female11NoN/A-Yes---Favorable and no recurrence
27Male8NoN/A-Yes---Favorable and no recurrence
28Female7NoN/A-Yes---Favorable and no recurrence
29Female7NoN/AYesYes---Favorable and no recurrence
30Male9NoN/A-Yes---Favorable and no recurrenceZhang et al.[34]
31Female17YesYes-Yes---Favorable and no recurrenceShang et al.[35]
32Female17YesYesYesYes---Favorable and no recurrenceXu et al.[36]
33Female45NoN/A-Yes---Favorable and no recurrenceOur case
34Female47YesNoYesNo---Favorable and no recurrenceOur case
35Female17YesYes-Yes---Favorable and no recurrenceOur case

Symptoms and signs

The most common symptoms include mental disorders, memory loss, decrease in consciousness, movement disorders, seizures, autonomic nerve symptoms, and hypoventilation.[38] Most of these symptoms are associated with pathological changes in brain function.


Half of the patients with anti-NMDAR encephalitis had no abnormalities in magnetic resonance imaging (MRI), while others had obvious changes in hippocampus, cerebellum, cortex, frontal lobe, insular lobe, basal ganglia, brain stem, and medulla. Multifocal metabolic abnormalities were found in the cortex or beneath the cortex in positron emission tomography or single-photon emission computed tomography tests. Low perfusion in frontal lobe and brain atrophy could be seen in some patients, which reversed in follow-ups, 5-7 years later.[18,39]

Majority of the patients had slow waves in electroencephalography (EEG), and continuous δ-θ rhythms predominated the tension episode of anti-NMDAR encephalitis. These slow waves were not accompanied by abnormal movements, and did not react to anti-epileptic drugs. Video EEG should be involved in diagnosis and treatment.[18,40]

Cerebrospinal fluid samples of all patients were abnormal. Lymphocytes and quantity of protein in CSF increased in 80% of the patients at an early stage. Oligoclonal bands appeared in 60% of patients, and intrathecal synthesis of anti-NMDAR antibody could be detected in most patients. In the long-term follow-up patients, the titer of anti-NMDAR antibody in serum was still high, while it could not be detected in CSF. Because of the linear correlation between the loss of NMDAR in synapse and the titer of anti-NMDAR antibody in CSF, the latter is considered to be one of the definitive diagnostic criteria.[41,42]

All the reported Chinese patients showed positive results for antibody detection. Some of the patients had a high signal in fluid-attenuated inversion recovery and T2 of MRI, while others showed extreme δ brush wave. Similar findings were observed in patients abroad.[29]

Diagnostic criteria and methods

The emerging neuropsychiatric symptoms and anti-NMDAR antibodies in serum or CSF are accepted as diagnostic criteria for anti-NMDAR encephalitis.[16] Detection of anti-NMDAR antibody includes two necessary methods: immunochemistry with rat hippocampus (and cerebellum) neurons, and genetically engineered HEK 293 cells expressing NMDAR on the surface.[14] Antibody in CSF has higher sensitivity for diagnosis as compared to blood.[41]

Assay kits for detecting anti-NMDAR antibody are provided by EUROIMMUN Corporation. According to our investigation, the mean price of an antibody test is about 60 dollars for the reported patients in China.


Regarding to the treatment for anti-NMDAR encephalitis, Dalmau et al.[18] provided a treatment proposal for this disease in 2011 [Figure 1]. They prefer concurrent intravenous immunoglobulin (IVIg) (0.4 g/kg/day for 5 days) and methylprednisolone (1 g/day for 5 days) to plasma exchange. As for the second-line therapy, they often use rituximab combined with cyclophosphamide in adults. And in children, they often use only one of these drugs, mostly rituximab. In China, anti-NMDAR encephalitis as a new disease, is often confused with viral encephalitis, and is treated with acyclovir or/and virazole. When the diagnosis was uncertain, some doctors gave IVIg as an alternative to the patients who did not respond to anti-viral treatment. Rituximab was seldom used for anti-NMDAR encephalitis patients due to its high cost, and lack of doctor’s experience with the drug [Table 1].

Anti-N-methyl-D-aspartate receptor encephalitis in China

Figure 1. Proposed algorithm for the treatment of anti-N-methyl-D-aspartate receptors encephalitis


Gresa-Arribas et al.[41] conducted a 5-year study with 501 patients. Their findings include: (1) 81% of anti-NMDAR encephalitis patients had favorable outcomes from immunotherapy, and factors affecting these outcomes include early diagnosis and nonintensive care unit treatment; (2) risk of recurrence is about 12% within 2 years, of which 67% is less harmful as compared with the first outbreak; (3) normally, the second-line immunotherapy was effective when the first-line therapy had failed.[41] Based on the long-term follow-up, the higher titer of antibody in patients’ serum or CSF, worse was the prognosis. There was significant association between CSF antibody titer and the risk of recurrence.[42]

Among the 35 patients with anti-NMDAR encephalitis, one patient was in a continuous stupor-like state, one patient died 4 days after the tumor removal, one patient had an unfavorable prognosis, one patient recurred but improved after IVIg again, and 30 patients (86%) had favorable prognosis without recurrence or sequel [Table 1].

Other issues related to anti-NMDA receptor encephalitis


Majority of the patients are females, and the issue of pregnancy is unavoidable. Pregnant patients could deliver a healthy baby if they have no NMDAR antibody in their serum. The curative effect increases significantly after giving birth or after termination of pregnancy.

Synaptic autoimmune encephalopathy

Some types of autoimmune encephalitis, such as anti-NMDAR encephalitis, anti-AMPAR encephalitis, anti-GABABR encephalitis, and anti-LGI1 encephalitis, can be distinguished by the antibodies against the receptors anchored in synapses. There are some common features of these diseases: high incidence in females always associated with tumor, psychiatric disorders, behavioral changes, and refractory seizures. Importantly, these diseases are reversible and curable with immunotherapy and removal of possible tumors, if they are diagnosed at an early stage.

The term of synaptic autoimmune encephalopathy is recommended for labeling these disease, thereby hinting at their favorable prognosis and the necessity for early immunotherapy.

Summary and future directions

As compared to patients abroad, Chinese patients normally have a long course of recovery. There are several reasons for this, including inadequate laboratory techniques, absence of standard operating procedures for such type of treatment, insufficient drug treatment, less experience in second-line treatment, and noncompliance of treatment from time to time. This is a big challenge routinely faced by the neurologists in checkups, diagnosis, or treatment.

Viral encephalitis and anti-NMDAR encephalitis have similar clinical symptoms such as headache, fever, mental disorder and seizures, and similar observations in MRI or EEG. It has not been aligned whether glucocorticoid should be used in the early treatment of viral encephalitis. With the incidence of autoimmune encephalopathies rising, we propose that patients with unconfirmed encephalitis could use glucocorticoid once they have a CSF puncture, and IVIg can also be administered.

B-lymphocyte depletion therapy mediated by anti-CD20 monoclonal antibody has been a brilliant breakthrough in the treatment of various antibody-related autoimmune diseases, such as anti-NMDAR encephalitis, rheumatoid arthritis, etc. It is important to investigate the possibility of applying this therapy to other higher-incidence neural autoimmune diseases, such as ophthalmoneuromyelitis. The vista is optimistic.

Financial support and sponsorship


Conflicts of interest

There are no conflicts of interest.


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Li L, Wang CB, Zhao G. Anti-N-methyl-D-aspartate receptor encephalitis in China. Neurosciences 2014;1:17-23.

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Li L, Wang CB, Zhao G. Anti-N-methyl-D-aspartate receptor encephalitis in China. Neuroimmunology and Neuroinflammation. 2014; 1: 17-23.

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Li Li, Cheng-Bin Wang, Gang Zhao. 2014. "Anti-N-methyl-D-aspartate receptor encephalitis in China" Neuroimmunology and Neuroinflammation. 1: 17-23.

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Li, L.; Wang C.B.; Zhao G. Anti-N-methyl-D-aspartate receptor encephalitis in China. Neurosciences. 2014, 1, 17-23.

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