Organocatalytic Nazarov-type cyclization of 3-alkynyl-2-indolylmethanols: construction of axially chiral cyclopenta[b]indole scaffolds
Abstract
In recent years, it has become an urgent task to design new types of indole-based platform molecules for Nazarov-type cyclizations and develop organocatalytic Nazarov-type cyclizations for synthesizing indole derivatives. To fulfill this task, in this work, by changing the alkynyl terminal substituent from t-Bu to an aryl group, the reactivity of 3-alkynyl-2-indolylmethanols is modulated and the new platform molecules serve as competent substrates for Brønsted acid-catalyzed Nazarov-type cyclization. Based on this new reactivity, the first organocatalytic Nazarov-type cyclization of aryl-substituted 3-alkynyl-2-indolylmethanols with 2-naphthols is accomplished, leading to the efficient construction of a new class of axially chiral 3, 4-dihydrocyclopenta[b]indole scaffolds. This preliminary investigation of organocatalytic asymmetric Nazarov-type cyclization provides an optional strategy for the atroposelective construction of this new class of axially chiral cyclopenta[b]indole scaffolds. In addition, the first preparation of axially chiral 3, 4-dihydrocyclopenta[b]indole with optical purity is established through chiral resolution, which could serve as a complementary method to catalytic asymmetric approaches.
Keywords
INTRODUCTION
Indoles belong to an important nitrogen-containing heterocyclic motif that is present in many bioactive natural products and pharmaceuticals[1-4]. Therefore, the construction of indole-based frameworks, particularly via organocatalysis, has become an important field of study[5-8]. Among indole-fused rings, cyclopenta[b]indoles are attractive frameworks[9-13], which constitute the core structures of many natural products and biologically important compounds, such as yuehchukene[9], bruceolline I[10], fischerindole L[11], thomitrem A[12] and MK-0524[13] [Figure 1].
Figure 1. Representative natural products and bioactive compounds containing the cyclopenta[b]indole scaffold.
As a result, the construction of such indole-containing scaffolds has remained a long-standing goal in the chemistry community[14-20] and many synthetic approaches have been developed for the synthesis of these important structural units[21-29]. Among these approaches, the Nazarov-type cyclization[30-37] for the construction of 1, 2, 3, 4-tetrahydrocyclopenta[b]indole scaffolds is undoubtedly one of the most step-economical and efficient methods[38-47]. However, the classical synthesis of such indole derivatives via Nazarov-type cyclizations has largely focused on the Lewis acid (LA)-catalyzed 4π-electrocyclizations of indole-fused 1,4-dien-3-ones, which involve the process of generating a pentadienyl cation (I) intermediate to form the corresponding 1, 2, 3, 4-tetrahydrocyclopenta[b]indoles [Scheme 1A][37-41]. Nevertheless, other Nazarov-type cyclizations for the construction of such scaffolds are rather rare[42-47]. In our previous work, we designed 3-alkenyl-2-indolylmethanols as a new class of indole-based platform molecules for Brønsted acid-catalyzed interrupted Nazarov-type cyclizations with various nucleophiles[45-47] based on the formation of a pentadienyl cation (II) intermediate to construct 1, 2, 3, 4-tetrahydrocyclopenta[b]indole scaffolds [Scheme 1B]. In spite of these approaches, there are still some challenges in this research field. The first is that the indole-derived substrates suitable for Nazarov-type cyclizations are confined to indole-fused 1, 4-dien-3-ones and 3-alkenyl-2-indolylmethanols. The second is that many Nazarov-type cyclizations are enabled by Lewis acid catalysis and organocatalytic Nazarov-type cyclizations are underdeveloped[40,48-56], even though organocatalysis has been proven to have tremendous advantages[57-63]. Therefore, it has become an urgent task to design new types of indole-based platform molecules for Nazarov-type cyclizations and develop organocatalytic Nazarov-type cyclizations for synthesizing indole derivatives.
Scheme 1. Profile of the construction of 1, 2, 3, 4-tetrahydrocyclopenta[b]indole scaffolds via Nazarov-type cyclizations.
To overcome these challenges and fulfill this task, based on our long-lasting interests in synthesizing indole derivatives via designing indole-based platform molecules and their involved organocatalytic reactions[5-8], we decided to design a new type of indole-based platform molecules for organocatalytic Nazarov-type cyclizations. In our previous work, we designed t-Bu-substituted 3-alkynyl-2-indolylmethanols for constructing axially chiral alkene-indole scaffolds via addition reactions [Scheme 2A]. Specifically, in the presence of a chiral Brønsted acid, this class of 3-alkynyl-2-indolylmethanols transformed into allene-iminium intermediates, which were readily attacked by nucleophiles to undergo 1, 4-addition, thus giving axially chiral alkene-indoles. When using dinucleophiles, the OH group of 2-indolylmethanols undergoes dehydration to give carbocation intermediates[64-72], which subsequently undergo an intramolecular addition reaction to generate axially chiral cyclic alkene-indoles[73,74]. In these previous studies, the t-Bu group, as an aliphatic and bulky group, was detrimental to the delocalization of carbocation, thus making this class of 3-alkynyl-2-indolylmethanols unsuitable for Nazarov-type cyclizations. On this basis, we considered changing the t-Bu group to a less steric aryl (Ar) group, thus making aryl-substituted 3-alkynyl-2-indolylmethanols suitable for Nazarov-type cyclizations [Scheme 2B]. This design is based on the consideration that the carbocation can readily undergo 4π electron delocalization due to the existence of the terminal aryl group, therefore undergoing Nazarov-type cyclization and constructing 3, 4-dihydro-cyclopenta[b]indoles.
Scheme 2. Design of a new type of 3-alkynyl-2-indolylmethanols for constructing 3, 4-dihydrocyclopenta
Based on this concept, we design an organocatalytic Nazarov-type cyclization of aryl-substituted 3-alkynyl-2-indolylmethanols with 2-naphthols [Scheme 2C]. The selection of 2-naphthols as suitable nucleophiles is based on the consideration that 2-naphthols[75-77] are easily activated by Brønsted acids through the interaction of hydrogen bonding. It is noteworthy that 2-naphthols with a planar structure and the effect of steric congestion should lead to the formation of a C-C bond as a chiral axis[78-80], thus endowing the constructed cyclopenta[b]indole frameworks with axial chirality[81-89]. Therefore, the significance of this work is threefold: (1) modulating the terminal substituents of 3-alkynyl-2-indolylmethanols to achieve different reactivities; (2) the first organocatalytic Nazarov-type cyclization of aryl-substituted 3-alkynyl-2-indolylmethanols; (3) the efficient construction of a new class of axially chiral 3, 4-dihydrocyclopenta
EXPERIMENTAL
To a mixture of 3-phenyl-2-indolylmethanol 1 (0.30 mmol), 2-naphthol 2 (0.2 mmol) and catalyst 4a (7.0 mg, 0.02 mmol) was added CHCl3 (1 mL). The reaction mixture was then stirred at 30 °C for 12 h. After the completion of the reaction, which was indicated by thin layer chromatography, the reaction mixture was directly purified through column chromatography on silica gel (petroleum ether:dichloromethane = 2:1 as eluent) to afford pure product 3.
RESULTS AND DISCUSSION
Based on this design, we initially attempted the reaction of 3-alkynyl-2-indolylmethanol 1a bearing a terminal phenyl group with 2-naphthol 2a in the presence of 10 mol% racemic phosphoric acid 4a in chloroform (CHCl3) at 20 °C for 12 h [Table 1 and entry 1]. Gratifyingly, the designed Nazarov-type cyclization occurred in a facile manner to afford cyclopenta[b]indole 3aa in a moderate yield of 55%. A series of Brønsted acids 4 were then evaluated for the reaction (entries 2-7), which revealed that p-toluenesulfonic acid monohydrate 4c (TsOH.H2O) and trifluoromethanesulfonic acid 4d (TfOH) could catalyze the reaction to some extent (entries 3 and 4), whereas other Brønsted acids could barely catalyze the reaction and only trace amounts of product were observed (entries 2 and 5-7). Therefore, racemic phosphoric acid 4a was selected as the optimal catalyst for this Nazarov-type cyclization. Subsequently, several different types of solvents were screened (entries 8-12). It was found that the reaction could only occur in chloroform (entry 1) and toluene (entry 8), with chloroform acting as a better reaction medium in terms of yield. To further improve the yield of this model reaction, other reaction parameters, such as reagent ratio and reaction concentration and temperature, were modulated (entries 13-20). It was found that the yield of product 3aa could be improved by modulating the ratio of 1a and 2a (entries 13-15). When the ratio was adjusted to 1.5:1, the yield of product 3aa could be increased to 70% (entry 15). In addition, the subsequent evaluation of the reaction concentration (entries 16-18) revealed that a higher concentration was helpful for increasing the yield (entry 16), i.e., when the reaction was performed in 0.5 mL CHCl3, product 3aa could be obtained in a higher yield of 76% (entry 16). Finally, slightly modulating the reaction temperature (entries 19 and 20) resulted in the yield of product 3aa being further improved to 85% when performing the reaction at 30 °C (entry 19). Therefore, the optimal conditions for the Nazarov-type cyclization were set as those of entry 19.
Screening of catalysts and optimization of reaction conditionsa
Entry | Cat. | Solvent | T (oC) | 1a: 2a | Yield (%)b |
1 | 4a | CHCl3 | 20 | 1:1.2 | 55 |
2 | 4b | CHCl3 | 20 | 1:1.2 | trace |
3 | 4c | CHCl3 | 20 | 1:1.2 | 45 |
4 | 4d | CHCl3 | 20 | 1:1.2 | 11 |
5 | 4e | CHCl3 | 20 | 1:1.2 | trace |
6 | 4f | CHCl3 | 20 | 1:1.2 | trace |
7 | 4g | CHCl3 | 20 | 1:1.2 | trace |
8 | 4a | toluene | 20 | 1:1.2 | 43 |
9 | 4a | acetone | 20 | 1:1.2 | trace |
10 | 4a | MeCN | 20 | 1:1.2 | trace |
11 | 4a | THF | 20 | 1:1.2 | trace |
12 | 4a | EtOAc | 20 | 1:1.2 | trace |
13 | 4a | CHCl3 | 20 | 1:1.5 | 64 |
14 | 4a | CHCl3 | 20 | 1.2:1 | 62 |
15 | 4a | CHCl3 | 20 | 1.5:1 | 70 |
16c | 4a | CHCl3 | 20 | 1.5:1 | 76 |
17d | 4a | CHCl3 | 20 | 1.5:1 | 61 |
18e | 4a | CHCl3 | 20 | 1.5:1 | 37 |
19c | 4a | CHCl3 | 30 | 1.5:1 | 85 |
20c | 4a | CHCl3 | 40 | 1.5:1 | 79 |
With the optimal reaction conditions determined, we then investigated the substrate scope of the Nazarov-type cyclization [Figure 2]. First, the substrate scope of the 3-alkynyl-2-indolylmethanols 1 was studied by reactions with indole 2a. As shown in Figure 2, the Brønsted acid-catalyzed Nazarov-type cyclization was compatible with a variety of substrates 1 bearing different R/Ar/Ar1 substituents, which successfully participated in the reaction to give the expected 3, 4-dihydrocyclopenta
Figure 2. Substrate scope of Nazarov-type cyclization. Reaction conditions: 0.2 mmol scale; 10 mol% 4a; CHCl3 (1.0 mL); 30 ℃; 12 h; 1:2 = 1.5:1. Isolated yields.
Next, the substrate scope of 2-naphthols 2 was investigated by the Nazarov-type cyclization with 3-alkynyl-2-indolylmethanol 1a. As shown in Figure 2, this reaction was amenable to a series of C6- and C7-substituted 2-naphthols 2b-2i, which underwent the Nazarov-type cyclization to afford the desired products 3ab-3ai in moderate to good yields. In detail, C6-substituted 2-naphthols 2, regardless of their electronic nature, could be applicable to the reaction, and it was found that 2-naphthol 2c with an electron-donating group could give product 3ac in the highest yield of 86%. For C7-substituted 2-naphthols 2, various substituents with electron-donating or electron-withdrawing properties were tolerant to the reaction and 2-naphthol 2g with a C7-methoxyl group could furnish product 3ag in a high yield of 81%. Interestingly, 2-naphthalenethiol 2j serving as an analogue of 2-naphthol 2a could be employed for the Nazarov-type cyclization under the standard conditions, giving product 3aj in a moderate yield.
In addition, we performed a 1 mmol scale reaction of 3-alkynyl-2-indolylmethanol 1a with 2-naphthol 2a under the optimal reaction conditions [Scheme 3A]. In this case, product 3aa was afforded in a high yield of 80%, which demonstrated that this Brønsted acid-catalyzed Nazarov-type cyclization could be scaled up and should have potential applications. In order to gain some insights into the organocatalytic Nazarov-type cyclization, we performed some control experiments [Scheme 3B]. First, N-methyl-protected 3-alkynyl-2-indolylmethanol 1o was employed as a substrate to the reaction with 2-naphthol 2a under the standard reaction conditions with no reaction observed, which indicated that the NH group of 3-alkynyl-2-indolylmethanol 1 played an important role in controlling the reactivity. Second, O-methyl-protected substrate 2k was used as a nucleophile to react with 1a and still no reaction occurred. This result demonstrated that the OH group of substrate 2 was necessary for performing the reaction.
Based on the control experiments, a possible reaction pathway and activation mode of this Brønsted acid-catalyzed reaction were proposed [Scheme 4]. As exemplified by the model reaction, 3-alkynyl-2-indolylmethanol 1a was initially transformed into allene-iminium intermediate A under the activation of Brønsted acid 4a via hydrogen-bonding interaction. Subsequently, catalyst 4a simultaneously activated allene-iminium intermediate A and 2-naphthol 2a via forming two hydrogen bonds, thus facilitating a 1, 4-addition between them to generate intermediate B. Intermediate B then experienced a dehydration process under the catalysis of Brønsted acid 4a to give carbocation C, which was easily converted into 4π carbocation D due to electron delocalization. Finally, activated by catalyst 4a via the interactions of hydrogen bonding and ion pairing, intermediate D underwent a Nazarov-type cyclization to form the cyclic carbocation intermediate E, which immediately underwent α-H elimination to deliver 3, 4-dihydrocyclopenta
Because this class of 3, 4-dihydrocyclopenta
Preliminary investigation of organocatalytic asymmetric version of Nazarov-type cyclizationa
Entry | Cat. | Solvent | Yield (%)b | ee (%)c |
1 | 5a | CHCl3 | 85 | 12 |
2 | 5b | CHCl3 | 32 | 10 |
3 | 5c | CHCl3 | trace | - |
4 | 5d | CHCl3 | 21 | 27 |
5 | 5e | CHCl3 | 10 | 4 |
6 | 5f | CHCl3 | 7 | 47 |
7 | 5g | CHCl3 | trace | - |
8 | 5h | CHCl3 | 89 | 2 |
9 | 5i | CHCl3 | 47 | 10 |
10 | 6a | CHCl3 | 58 | 15 |
11 | 6b | CHCl3 | trace | - |
12 | 7a | CHCl3 | 34 | 16 |
13 | 7b | CHCl3 | trace | - |
14 | 5f | toluene | 11 | 69 |
15 | 5f | EtOAc | trace | - |
16 | 5f | THF | trace | - |
17 | 5f | MeCN | trace | - |
18 | 5f | acetone | trace | - |
19d | 5f | toluene | 9 | 68 |
20e | 5f | toluene | 20 | 69 |
Finally, to obtain the two enantiomers of axially chiral 3aa, we tried using the strategy of chiral resolution [Scheme 5]. In detail, the racemic compound rac-3aa was subjected to the acylation reaction with (R)-(-)-O-formylmandeloyl chloride (R)-8 as a resolution reagent in the presence of DMAP, which gave rise to two separable diastereomers (Sa, R)-9 and (Ra, R)-9. By treating with hydrazine hydrate, the two diastereomers were then easily transformed into the corresponding single enantiomers (Sa)-3aa and (Ra)-3aa, respectively, in high yields with excellent atroposelectivities. In this manner, the first preparation of axially chiral 3, 4-dihydrocyclopenta
CONCLUSION
In summary, by changing the alkynyl terminal substituent from t-Bu to an aryl group, the reactivity of 3-alkynyl-2-indolylmethanols was modulated as competent platform molecules for Brønsted acid-catalyzed Nazarov-type cyclization. Based on this new reactivity, we accomplished the first organocatalytic Nazarov-type cyclization of aryl-substituted 3-alkynyl-2-indolylmethanols with 2-naphthols, thus realizing the efficient construction of a new class of axially chiral 3, 4-dihydrocyclopenta
DECLARATIONS
AcknowledgmentsWe sincerely thank all the group members who are involved in the development of new kinds of indolylmethanols as platform molecules.
Authors’ contributionsPerforming the majority of the experiments: Wu P
Doing some of the experiments: Yan XY, Jiang S
Initially trying the model reaction: Lu YN
Co-directing this project and writing the draft manuscript: Tan W
Directing this project and revising the manuscript: Shi F
Availability of data and materialsSupplementary Materials are available online for this paper.
Financial support and sponsorshipWe thank National Natural Science Foundation of China (22125104 and 21831007), Natural Science Foundation of Jiangsu Province (BK20210916) and High Education Natural Science Foundation of Jiangsu Province (No. 21KJB150009) for financial support.
Conflicts of interestThe author declared that there is no conflict of interest.
Ethical approval and consent to participateNot applicable.
Consent for publicationNot applicable.
Copyright© The Author(s) 2023.
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How to Cite
Wu, P.; Yan, X. Y.; Jiang, S.; Lu, Y. N.; Tan, W.; Shi, F. Organocatalytic Nazarov-type cyclization of 3-alkynyl-2-indolylmethanols: construction of axially chiral cyclopenta[b]indole scaffolds. Chem. Synth. 2023, 3, 6. http://dx.doi.org/10.20517/cs.2022.42
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